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Thanks!
Curtis D. Harris, BS, CGREA, REB
Bachelor of Science in Real Estate, CSULA
State Certified General Appraiser
Real Estate Broker
ASTM E-2018 Commercial Real Estate Inspector
HUD 203k Consultant
HUD/FHA Real Estate Appraiser/Reviewer
FannieMae REO ConsultantCTAC LEED-GREEN Certificate The Harris Company, Forensic Appraisers and Real Estate Consultants
*PIRS/Harris Company and the Science of Real Estate-Partners Since 1984*630 North Sepulveda Boulevard, Suite 9A
El Segundo, CA. 90245
310-337-1973 Office
310-251-3959 CellWebSite: http://www.harriscompanyrec.com Resume: http://www.harriscompanyrec.com/rESUME2011.pdf Commercial Appraiser Blog: http://commercialappraiser.typepad.com/blog/ IT'S THE LAW-Designation Discrimination is Illegal [FIRREA, Sec. 564.6]: Professional Association Membership: "A State Certified General Appraiser may not be excluded from consideration for an assignment for a federally related transaction by virtue of membership or lack of membership in any particular appraisal organization," including the appraisal institute. http://www.ofi.state.la.us/re-otspart565.pdf CONFIDENTIALITY/PRIVILEGE NOTICE: This transmission and any attachments are intended solely for the addressee. The information contained in this transmission is confidential in nature and protected from further use or disclosure under U.S. Pub. L. 106-102, 113 U.S. Stat. 1338 (1999), and may be subject to consultant/appraiser-client or other legal privilege. Your use or disclosure of this information for any purpose other than that intended by its transmittal is strictly prohibited and may subject you to fines and/or penalties under federal and state law. If you are not the intended recipient of this transmission, please destroy all copies received and confirm destruction to the sender via return transmittal.
From: Bank Investment Consultant [mailto:[email protected]]
Sent: Monday, February 29, 2016 9:01 AM
To: [email protected]
Subject: How an Advisor's Red Flags Snagged His Supervisor
A manager of an errant broker finds himself the target of regulators and asks our compliance columnist: What could I have done differently?
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Daily Feb 29, 2016
Top Stories
How an Advisor's Red Flags Snagged His Supervisorby ALAN J. FOXMAN A manager of an errant broker finds himself the target of regulators and asks our compliance columnist: What could I have done differently?
READ MORE »
The Biggest Cyberthreat to Your Bank Might Be Sitting Next to Youby BRYAN YURCAN Cybercriminals and hackers are increasingly targeting people, and not just technology, in an attempt to breach financial institutions.
READ MORE »
How Would Banks Handle a Trump Nomination?by IAN MCKENDRY AND ROB BLACKWELL Love him or hate him, Trump provokes strong reactions from much of the electorate, bankers included. His volatile temperament and penchant for showmanship have left many skeptical, but some see his business experience and dealmaking savvy as a positive.
READ MORE »
Rethinking Fixed Income If Rates Riseby TOM ROSEEN Why clients may want to examine their motivations for holding fixed-income assets in a rising interest rate environment.
READ MORE »
Suitability Offenses in FINRA's Crosshairs by MARGARIDA CORREIA In 2015, FINRA slammed offenders with $46.3 million in sanctions for suitability-related infractions, nearly six times the $7.9 million it imposed in 2014.
READ MORE »
Bank Wealth Management Programs: Top Growth Contenders Of 358 bank holding companies with wealth management programs, 223 grew their programs from the previous year. Here are the ones that posted the fastest year-over-year growth through the third quarter of 2015.
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Is Social Security Too Generous?: Retirement Scan Policymakers and other experts are debating just how much pre-retirement income should be replaced by Social Security; plus, student debt and savings don't add up.
READ MORE »
Web Seminars MORE IN WEB SEMINARS »
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Thanks!
Curtis D. Harris, BS, CGREA, REB
Bachelor of Science in Real Estate, CSULA
State Certified General Appraiser
Real Estate Broker
ASTM E-2018 Commercial Real Estate Inspector
HUD 203k Consultant
HUD/FHA Real Estate Appraiser/Reviewer
FannieMae REO ConsultantCTAC LEED-GREEN Certificate The Harris Company, Forensic Appraisers and Real Estate Consultants
*PIRS/Harris Company and the Science of Real Estate-Partners Since 1984*630 North Sepulveda Boulevard, Suite 9A
El Segundo, CA. 90245
310-337-1973 Office
310-251-3959 CellWebSite: http://www.harriscompanyrec.com Resume: http://www.harriscompanyrec.com/rESUME2011.pdf Commercial Appraiser Blog: http://commercialappraiser.typepad.com/blog/ IT'S THE LAW-Designation Discrimination is Illegal [FIRREA, Sec. 564.6]: Professional Association Membership: "A State Certified General Appraiser may not be excluded from consideration for an assignment for a federally related transaction by virtue of membership or lack of membership in any particular appraisal organization," including the appraisal institute. http://www.ofi.state.la.us/re-otspart565.pdf CONFIDENTIALITY/PRIVILEGE NOTICE: This transmission and any attachments are intended solely for the addressee. The information contained in this transmission is confidential in nature and protected from further use or disclosure under U.S. Pub. L. 106-102, 113 U.S. Stat. 1338 (1999), and may be subject to consultant/appraiser-client or other legal privilege. Your use or disclosure of this information for any purpose other than that intended by its transmittal is strictly prohibited and may subject you to fines and/or penalties under federal and state law. If you are not the intended recipient of this transmission, please destroy all copies received and confirm destruction to the sender via return transmittal.
From: Bank Investment Consultant [mailto:[email protected]]
Sent: Monday, February 29, 2016 9:01 AM
To: [email protected]
Subject: How an Advisor's Red Flags Snagged His Supervisor
A manager of an errant broker finds himself the target of regulators and asks our compliance columnist: What could I have done differently?
Daily Feb 29, 2016
Top Stories
How an Advisor's Red Flags Snagged His Supervisorby ALAN J. FOXMAN A manager of an errant broker finds himself the target of regulators and asks our compliance columnist: What could I have done differently?
READ MORE »
The Biggest Cyberthreat to Your Bank Might Be Sitting Next to Youby BRYAN YURCAN Cybercriminals and hackers are increasingly targeting people, and not just technology, in an attempt to breach financial institutions.
READ MORE »
How Would Banks Handle a Trump Nomination?by IAN MCKENDRY AND ROB BLACKWELL Love him or hate him, Trump provokes strong reactions from much of the electorate, bankers included. His volatile temperament and penchant for showmanship have left many skeptical, but some see his business experience and dealmaking savvy as a positive.
READ MORE »
Rethinking Fixed Income If Rates Riseby TOM ROSEEN Why clients may want to examine their motivations for holding fixed-income assets in a rising interest rate environment.
READ MORE »
Suitability Offenses in FINRA's Crosshairs by MARGARIDA CORREIA In 2015, FINRA slammed offenders with $46.3 million in sanctions for suitability-related infractions, nearly six times the $7.9 million it imposed in 2014.
READ MORE »
READ MORE »
Is Social Security Too Generous?: Retirement Scan Policymakers and other experts are debating just how much pre-retirement income should be replaced by Social Security; plus, student debt and savings don't add up.
READ MORE »
Web Seminars MORE IN WEB SEMINARS »
FOLLOW US:
FacebookFor more information about reprints and licensing content from Bank Investment Consultant, please visit www.SourceMediaReprints.com or contact PARS International Corp. (212) 221-9595. You are currently subscribed to Daily as: [email protected]
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